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Filing Details

Accession Number:: 0000049071-17-000151
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-14 16:16:40
Reporting Period:: 2017-08-10

Filing Date:: 2017-08-14
Accepted Time:: 2017-08-14 16:16:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441437	Todoroff M Christopher	Humana Inc. 500 West Main Street Louisville KY 40202	Sr. Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2017-08-10	14,009	$164.65	24,001	No	4	M	Direct
Humana Common	Acquisiton	2017-08-10	6,934	$167.81	30,935	No	4	M	Direct
Humana Common	Disposition	2017-08-10	22,935	$252.52	8,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2017-08-10	14,009	$0.00	14,009	$164.65
Humana Common	Options	Disposition	2017-08-10	6,934	$0.00	6,934	$167.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,005		2022-02-24	No	4	M	Direct
13,870		2023-02-18	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$217.42	2024-03-08	15,498	15,498	Direct
Humana Common	Options	$239.12	2024-06-28	7,366	7,366	Direct
Humana Common	Restricted Stock Units	$0.00		3,079	3,079	Direct
Humana Common	Restricted Stock Units	$0.00		3,564	3,564	Direct
Humana Common	Restricted Stock Units	$0.00		1,620	1,620	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-03-08	15,498	15,498	Direct
2024-06-28	7,366	7,366	Direct
	3,079	3,079	Direct
	3,564	3,564	Direct
	1,620	1,620	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 06/28/2017, 100% of the award is vesting on 06/28/20
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Reporting Person disclaims Beneficial Ownership of one-half of each option or restricted stock unit held as of December 2016 pursuant to Divorce Decree, exempt under Rule 16a-12.
Restricted stock units granted to reporting person on 03/08/2017, vesting in three annual increments.
Restricted stock units granted to reporting person on 06/28/17, 100% of the award is vesting on 06/28/20.
Shares sold at prices ranging from $251.9663 to $252.57. Price reported is the weighted average sale price.