Filing Details

Accession Number:
0001127602-17-025451
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-11 11:56:10
Reporting Period:
2017-08-09
Filing Date:
2017-08-11
Accepted Time:
2017-08-11 11:56:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552178 C Nicholas Silitch 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-09 5,334 $64.01 21,274 No 4 M Direct
Common Stock Acquisiton 2017-08-09 6,579 $59.41 27,853 No 4 M Direct
Common Stock Acquisiton 2017-08-09 2,984 $51.58 30,837 No 4 M Direct
Common Stock Disposition 2017-08-09 14,897 $110.00 15,940 No 4 S Direct
Common Stock Disposition 2017-08-09 1,001 $0.00 14,939 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2011 Employee Stock Option (Right to Buy) Disposition 2017-08-09 5,334 $0.00 5,334 $64.01
Common Stock 2012 Employee Stock Option (Right to Buy) Disposition 2017-08-09 6,579 $0.00 6,579 $59.41
Common Stock 5/8/2012 Employee Stock Option (Right to Buy) Disposition 2017-08-09 2,984 $0.00 2,984 $51.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-08 No 4 M Direct
0 2022-02-14 No 4 M Direct
0 2022-05-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 364 Indirect By 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.69 to $110.57 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Gifts to 501(c)(3) charitable foundations.
  3. Following the transactions reported on this Form 4, Mr. Silitch continues to hold 14,939 shares directly and 364 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 41,441 vested stock options, 40,201 unvested stock options, and 27,692 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  4. Amount reported has been adjusted to include 5 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2016 and June 30, 2017 based on a plan statement dated June 30, 2017. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  5. The options vest in three equal annual installments beginning on February 8, 2012.
  6. The options vest in three equal annual installments beginning on February 14, 2013.
  7. The options vest in three equal annual installments beginning on May 8, 2013.