Filing Details

Accession Number:
0001127602-17-025449
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-11 11:47:36
Reporting Period:
2017-08-09
Filing Date:
2017-08-11
Accepted Time:
2017-08-11 11:47:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628590 W David Gibbs 7100 Corporate Drive
Plano TX 75024
President, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-09 6,693 $26.56 39,664 No 4 M Direct
Common Stock Disposition 2017-08-09 2,409 $73.82 37,255 No 4 D Direct
Common Stock Disposition 2017-08-09 4,284 $74.08 32,971 No 4 S Direct
Common Stock Acquisiton 2017-08-09 6,044 $24.32 39,015 No 4 M Direct
Common Stock Disposition 2017-08-09 1,992 $73.82 37,023 No 4 D Direct
Common Stock Disposition 2017-08-09 4,052 $73.91 32,971 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-08-09 6,693 $0.00 6,693 $26.56
Common Stock Stock Appreciation Right Disposition 2017-08-09 6,044 $0.00 6,044 $24.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,425 2009-01-24 2018-01-24 No 4 M Direct
0 2011-09-20 2017-09-20 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs on a quarterly basis beginning one year from grant date.