Filing Details
- Accession Number:
- 0001593968-17-000974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-09 18:35:34
- Reporting Period:
- 2017-08-08
- Filing Date:
- 2017-08-09
- Accepted Time:
- 2017-08-09 18:35:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557142 | Kadmon Holdings Inc. | KDMN | Pharmaceutical Preparations (2834) | 273576929 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678737 | N. Steven Gordon | C/O Kadmon Holdings, Inc. 450 E. 29Th Street New York NY 10016 | Exec Vp, Gc, Chief Admin, Comp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2017-08-08 | 1,000 | $2.47 | 84,721 | No | 4 | P | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2017-08-08 | 0 | $0.00 | 148,763 | No | 4 | J | Indirect | Steven Gordon Gift Trust Dtd 3-31-2011 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | J | Indirect | Steven Gordon Gift Trust Dtd 3-31-2011 |
Footnotes
- In connection with the January 23, 2017 liquidation and pro rata distribution of the Issuer's securities previously reported as held indirectly by the reporting person through Kadmon I, LLC, the amount of securities directly and indirectly beneficially owned by the reporting person have been adjusted to reflect changes in the form of ownership and related reductions as a result of rounding in connection with the pro rata distribution.
Billionaire Hedge Funds
