Home > Insider Trading > Filing (0001668455-17-000007)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1052100	Waddell & Reed Financial Inc	WDR	Security Brokers, Dealers & Flotation Companies (6211)	510261715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1668455	R Benjamin Clouse	6300 Lamar Avenue Overland Park KS 66202	Vp And Chief Acct. Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Disposition	2017-08-07	5,903	$20.01	8,327	No	4	S	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	25,845	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			1,299	1,299	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,299	1,299	Indirect

Footnotes

The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $20.0101 to $20.015, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
The restricted stock units vest in four equal installments beginning January 10, 2018.