Filing Details

Accession Number:
0001140361-17-030886
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-09 16:59:28
Reporting Period:
2017-08-07
Filing Date:
2017-08-09
Accepted Time:
2017-08-09 16:59:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500213 Si Financial Group Inc. SIFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298177 A Rheo Brouillard 803 Main Street
Willimantic CT 06226
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-07 181 $5.68 67,014 No 4 M Direct
Common Stock Disposition 2017-08-07 181 $15.20 66,833 No 4 S Direct
Common Stock Acquisiton 2017-08-08 300 $5.68 67,133 No 4 M Direct
Common Stock Disposition 2017-08-08 100 $15.20 67,033 No 4 S Direct
Common Stock Disposition 2017-08-08 200 $15.25 66,833 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2017-08-07 181 $0.00 181 $5.68
Common Stock Stock Options Disposition 2017-08-08 300 $0.00 300 $5.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,800 2011-02-24 2020-02-24 No 4 M Direct
8,500 2011-02-24 2020-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,138 Indirect By 401(k)
Common Stock 11,861 Indirect By ESOP
Common Stock 4,699 Indirect By IRA
Common Stock 898 Indirect By Spouse
Common Stock 2,659 Indirect By Spouse's IRA
Common Stock 3,333 Indirect By Stock Award II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $9.40 2012-02-16 2021-02-16 10,000 10,000 Direct
Common Stock Stock Options $11.01 2013-10-24 2022-10-24 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-16 10,000 10,000 Direct
2022-10-24 50,000 50,000 Direct
Footnotes
  1. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
  2. Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
  3. Stock Options are fully vested and exercisable.
  4. Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.