Filing Details

Accession Number:
0001437749-17-014261
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-09 14:52:02
Reporting Period:
2017-08-07
Filing Date:
2017-08-09
Accepted Time:
2017-08-09 14:52:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265572 Kona Grill Inc KONA Retail-Eating Places (5812) 200216690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453410 Berke Bakay 15059 North Scottsdale Road, Suite 300
Scottsdale AZ 85254
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-07 55,500 $1.58 148,102 No 4 P Indirect By Trust
Common Stock Acquisiton 2017-08-08 4,500 $1.80 152,602 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,330,000 Indirect By BBS Capital Fund, LP
Footnotes
  1. Price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting persons undertake to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.
  2. Shares held by the Bakay Family Trust for the benefit of the Reporting Person's children