Filing Details

Accession Number:
0001140361-17-030703
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-09 09:51:50
Reporting Period:
2017-08-07
Filing Date:
2017-08-09
Accepted Time:
2017-08-09 09:51:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505732 Bankwell Financial Group Inc. BWFG State Commercial Banks (6022) 208251355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607405 A James Fieber C/O Bankwell Financial Group, Inc.
220 Elm Street
New Canaan CT 06840
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-07 1,000 $33.09 169,042 No 4 S Direct
Common Stock Disposition 2017-08-08 1,856 $33.14 167,186 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 700 Direct
Common Stock 1,000 Direct
Common Stock 25,285 Indirect Deferred Compensation Plan
Common Stock 272,586 Indirect Held as Trustee
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $20.70 2007-12-12 2017-12-12 2,875 2,875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-12 2,875 2,875 Direct
Footnotes
  1. 2,800 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 2,100 Shares have vested.
  2. 5,663 of Shares reported are owned jointly with Spouse.
  3. Range of reported sale price is $33.14 - $33.18. Reporting person agrees to provide individual transaction information to the SEC upon request.
  4. 1,000 shares of restricted stock granted on January 10, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in two equal annual installments of 500 shares, with the first installment to vest on December 29, 2017 and the remaining 500 shares to vest on December 31, 2018.
  5. Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.