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Home > Insider Trading > Filing (0001490906-17-000052)

Filing Details

Accession Number:: 0001490906-17-000052
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-08 16:52:32
Reporting Period:: 2017-08-07

Filing Date:: 2017-08-08
Accepted Time:: 2017-08-08 16:52:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1560044	A. Carlton Ricketts	C/O Capitol Federal Financial 700 Kansas Avenue Topeka KS 66601	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Common Stock	Acquisiton	2017-08-07	525	$13.92	53,545	No	4	P	Direct
Cffn Common Stock	Acquisiton	2017-08-08	4,000	$14.06	57,545	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	37,973	Indirect	ESOP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Common Stock	CFFN Phantom Stock	$12.78	2017-12-31	2017-12-31	2,957	2,957	Direct
Cffn Phantom Stock	CFFN Phantom Stock	$12.56	2018-12-31	2018-12-31	2,780	2,780	Direct
Cffn Phantom Stock	CFFN Phantom Stock	$16.46	2019-12-31	2019-12-31	2,752	2,752	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-12-31	2,957	2,957	Direct
2018-12-31	2,780	2,780	Direct
2019-12-31	2,752	2,752	Direct

Footnotes

Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.