Filing Details
- Accession Number:
- 0001144204-17-041248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-08 16:42:59
- Reporting Period:
- 2017-08-07
- Filing Date:
- 2017-08-08
- Accepted Time:
- 2017-08-08 16:42:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578620 | Alcentra Capital Corp | ABDC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334545 | H Steven Reiff | C/O Alcentra Capital Corporation 200 Park Avenue, 7Th Floor New York NY 10166 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-07 | 7,000 | $10.73 | 7,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-08-07 | 4,668 | $10.70 | 4,668 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By spouse |
Footnotes
- The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Alcentra Capital Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.69 to $10.70 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
