Filing Details

Accession Number:
0001209191-17-047970
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-07 19:04:11
Reporting Period:
2017-08-03
Filing Date:
2017-08-07
Accepted Time:
2017-08-07 19:04:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375481 J John Suydam C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2017-08-03 31,308 $29.01 612,439 No 4 S Direct
Class A Shares Acquisiton 2017-08-03 312 $28.90 612,751 No 4 A Direct
Class A Shares Disposition 2017-08-04 18,692 $29.00 594,059 No 4 S Direct
Class A Shares Disposition 2017-08-07 3,383 $30.00 590,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 64,260 Indirect Suydam 2012 Family Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0000 to $29.0700, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Reported amount includes 56,269 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  4. Represents restricted shares granted under the 2007 Plan. The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.
  5. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.0000 to $29.0200, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.