Home > Insider Trading > Filing (0000073124-17-000253)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
73124	Northern Trust Corp	NTRS	State Commercial Banks (6022)	362723087

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1328600	R Jana Schreuder	50 South Lasalle Street Chicago IL 60603	Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-08-03	5,538	$0.00	1,791	No	5	G	Indirect	2012 GRAT
Common Stock	Acquisiton	2017-08-03	5,538	$0.00	5,538	No	5	G	Indirect	By Child
Common Stock	Disposition	2017-08-07	5,538	$88.33	0	No	4	S	Indirect	By Child

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	2012 GRAT
No	5	G	Indirect	By Child
No	4	S	Indirect	By Child

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22,428	Indirect	By Trust
Common Stock	43,600	Direct
Common Stock	2,627	Indirect	2015 GRAT
Common Stock	12,612	Indirect	2016 GRAT
Common Stock	12,508	Indirect	2017 GRAT
Common Stock	10,018	Indirect	401(k) as of 6-30-17

Footnotes

On August 3, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 1,791 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 5,538 shares also were distributed to the reporting person's child. Each distribution was made in accordance with the terms of the GRAT instrument.
Price reflects the weighted average sales price from $88.17 to $88.58. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.