Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-08-04 17:25:10
Reporting Period:
Filing Date:
Accepted Time:
2017-08-04 17:25:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223012 Pauline Richards C/o Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2017-08-02 3,707 $0.00 44,096 No 4 A Direct
Class A Shares Acquisiton 2017-08-03 1,193 $28.87 45,289 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
  1. Reported amount includes 3,707 restricted stock units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.87 to $28.8744, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.