Filing Details

Accession Number:
0001562180-17-002598
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-03 19:46:33
Reporting Period:
2017-08-01
Filing Date:
2017-08-03
Accepted Time:
2017-08-03 19:46:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575523 C Philip Cox
3005 Tasman Drive
Santa Clara CA 95054
Head Emea India & President,Uk No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-30 76 $146.30 2,872 No 5 A Direct
Common Stock Acquisiton 2017-08-01 906 $105.18 3,778 No 4 M Direct
Common Stock Acquisiton 2017-08-01 1,175 $71.11 4,953 No 4 M Direct
Common Stock Acquisiton 2017-08-01 356 $129.81 5,309 No 4 M Direct
Common Stock Acquisiton 2017-08-01 272 $129.81 5,581 No 4 M Direct
Common Stock Acquisiton 2017-08-01 857 $107.98 6,438 No 4 M Direct
Common Stock Disposition 2017-08-01 797 $182.81 5,641 No 4 S Direct
Common Stock Disposition 2017-08-01 709 $182.74 4,932 No 4 S Direct
Common Stock Disposition 2017-08-01 912 $182.81 4,020 No 4 S Direct
Common Stock Disposition 2017-08-01 306 $182.74 3,714 No 4 S Direct
Common Stock Disposition 2017-08-01 300 $182.96 3,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-08-01 356 $0.00 356 $129.81
Common Stock Stock Option Disposition 2017-08-01 272 $0.00 272 $129.81
Common Stock Stock Option Disposition 2017-08-01 857 $0.00 857 $107.98
Common Stock Stock Option Disposition 2017-08-01 906 $0.00 906 $105.18
Common Stock Stock Option Disposition 2017-08-01 1,175 $0.00 1,175 $71.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
710 2022-05-01 No 4 M Direct
543 2022-05-01 No 4 M Direct
857 2021-04-29 No 4 M Direct
2,716 2023-05-02 No 4 M Direct
0 2020-04-30 No 4 M Direct
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. This transaction was executed in multiple trades at prices ranging from $182.81 USD to $182.815 USD; the price reported above reflects the weighted average sale price.
  3. This transaction was executed in multiple trades at prices ranging from $182.74 USD to $182.81 USD; the price reported above reflects the weighted average sale price.
  4. This transaction was executed in multiple trades at prices ranging from $182.91 USD to $183.00 USD; the price reported above reflects the weighted average sale price.
  5. 25%/4yr beginning on 01-May-2016.
  6. 25%/4yr beginning on 29-Apr-2015.
  7. 25%/4yr beginning on 02-May-2017.
  8. 25%/4yr beginning on 30-Apr-2014.