Filing Details

Accession Number:
0001574596-17-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-03 17:40:22
Reporting Period:
2016-12-08
Filing Date:
2017-08-03
Accepted Time:
2017-08-03 17:40:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574596 New Home Co Inc. NWHM Operative Builders (1531) 270560089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598368 David Joseph Davis C/O The New Home Company Inc.
85 Enterprise, Suite 450
Aliso Viejo CA 92656
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-08 1,569 $12.55 646,334 No 4 S Indirect By Trust
Common Stock Disposition 2017-05-01 15,000 $11.72 631,334 No 4 S Indirect By Trust
Common Stock Disposition 2017-05-10 311 $12.05 631,023 No 4 S Indirect By Trust
Common Stock Disposition 2017-05-11 7,189 $12.05 623,834 No 4 S Indirect By Trust
Common Stock Disposition 2017-06-14 183 $11.55 623,651 No 4 S Indirect By Trust
Common Stock Disposition 2017-06-19 14,817 $11.55 608,834 No 4 S Indirect By Trust
Common Stock Disposition 2017-07-03 15,000 $11.55 593,834 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,126 Direct
Footnotes
  1. The sales reported on this line were effected pursuant to a Rule 10b5-1 plan adopted by a family trust of which the reporting person is a trustee on May 4, 2016.
  2. The sales reported on these lines were effected pursuant to a Rule 10b5-1 plan adopted by a family trust of which the reporting person is a trustee on March 13, 2017.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.61 to $11.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.