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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-08-03 12:35:12
Reporting Period:
Filing Date:
Accepted Time:
2017-08-03 12:35:12
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417866 W. Steven Etzel 1201 South Second Street
Milwaukee WI 53204
Vp And Treasurer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-02 2,100 $69.57 8,565 No 4 M Direct
Common Stock Disposition 2017-08-02 2,100 $165.43 6,465 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-08-02 2,100 $0.00 2,100 $69.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,400 2011-12-07 2020-12-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 613 Indirect By Savings Plan
  1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  2. Includes 660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.