Filing Details

Accession Number:
0001665513-17-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-02 20:39:33
Reporting Period:
2016-12-28
Filing Date:
2017-08-02
Accepted Time:
2017-08-02 20:39:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1531272 Ocean Thermal Energy Corp CPWR Electric Services (4911) 800968237
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1665513 H Peter Wolfson 342 N Farm Drive
Lititz PA 17543
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-07 51 $8.59 918,551 No 4 P Direct
Common Stock Acquisiton 2017-06-07 50 $8.59 918,601 No 4 P Direct
Common Stock Acquisiton 2017-06-23 50 $8.10 918,651 No 4 P Direct
Common Stock Acquisiton 2017-06-29 100 $7.05 918,751 No 4 P Direct
Common Stock Acquisiton 2017-07-12 100 $6.80 918,851 No 4 P Direct
Common Stock Acquisiton 2017-07-18 100 $6.05 918,951 No 4 P Direct
Common Stock Acquisiton 2017-07-20 100 $4.80 919,051 No 4 P Direct
Common Stock Acquisiton 2017-07-25 100 $4.00 919,151 No 4 P Direct
Common Stock Acquisiton 2017-07-31 150 $3.01 919,301 No 4 P Direct
Common Stock Acquisiton 2017-08-02 100 $3.49 919,401 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct