Filing Details
- Accession Number:
- 0001246360-17-002468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-02 17:07:12
- Reporting Period:
- 2017-07-31
- Filing Date:
- 2017-08-02
- Accepted Time:
- 2017-08-02 17:07:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204912 | D Keith Nosbusch | 1201 South Second Street Milwaukee WI 53204 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-31 | 10,000 | $74.14 | 411,286 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-31 | 10,000 | $165.00 | 401,286 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-02 | 10,000 | $74.14 | 411,286 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-02 | 10,000 | $166.00 | 401,286 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-07-31 | 10,000 | $0.00 | 10,000 | $74.14 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-08-02 | 10,000 | $0.00 | 10,000 | $74.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,500 | 2012-12-01 | 2021-12-01 | No | 4 | M | Direct |
| 10,500 | 2012-12-01 | 2021-12-01 | No | 4 | M | Direct |
Footnotes
- The option vests in three substantially equal annual installments beginning on the date exercisable.
- Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.
Billionaire Hedge Funds
