Filing Details

Accession Number:
0001340386-17-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-01 17:19:47
Reporting Period:
2017-07-28
Filing Date:
2017-08-01
Accepted Time:
2017-08-01 17:19:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1038773 Smartfinancial Inc. SMBK National Commercial Banks (6021) 621173944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1340386 Miller Wesley Welborn 6401 Lee Highway, Ste B
Chattanooga TN 37421
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-28 5,814 $24.07 39,937 No 4 P Direct
Common Stock Acquisiton 2017-07-31 2,500 $24.50 9,167 No 4 P Indirect By Elizabeth Houston Welborn Trust
Common Stock Acquisiton 2017-07-31 2,500 $25.25 9,167 No 4 P Indirect By Margaret Polfrey Welborn Trust
Common Stock Acquisiton 2017-07-31 2,500 $24.58 9,167 No 4 P Indirect By Ann Miller Welborn Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Elizabeth Houston Welborn Trust
No 4 P Indirect By Margaret Polfrey Welborn Trust
No 4 P Indirect By Ann Miller Welborn Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,725 Indirect By Spouse
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.81 to $24.19, inclusive. The reporting person undertakes to provide to SmartFinancial, Inc., any security holder of SmartFinancial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.50 to $25.25, inclusive.