Filing Details
- Accession Number:
- 0000927089-17-000260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-01 16:28:14
- Reporting Period:
- 2017-07-31
- Filing Date:
- 2017-08-01
- Accepted Time:
- 2017-08-01 16:28:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094810 | Mutualfirst Financial Inc | MFSF | State Commercial Banks (6022) | 371392810 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220147 | C Patrick Botts | Mutualfirst Financial, Inc. 110 East Charles Street Muncie IN 47305-2400 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-07-31 | 4,698 | $25.66 | 27,017 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-07-31 | 1,100 | $35.60 | 25,917 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-07-31 | 3,598 | $35.09 | 22,319 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-01 | 1,161 | $25.66 | 23,480 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-01 | 1,161 | $35.00 | 22,319 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2017-07-31 | 4,698 | $0.00 | 4,698 | $25.66 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2017-08-01 | 1,161 | $0.00 | 1,161 | $25.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,161 | 2018-12-17 | No | 4 | M | Direct | |
| 0 | 2018-12-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,363 | Indirect | By ESOP |
| Common Stock | 1,360 | Indirect | By Spouse's IRA |
| Common Stock | 200 | Indirect | By UTMA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | $6.93 | 2021-12-31 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Option (Right to Purchase) | $7.05 | 2025-12-21 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Option (Right to Purchase) | $14.50 | 2011-01-12 | 7,800 | 7,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-31 | 15,000 | 15,000 | Direct |
| 2025-12-21 | 40,000 | 40,000 | Direct |
| 2011-01-12 | 7,800 | 7,800 | Direct |
Footnotes
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- These options were issued under the Issuer's 2000 Stock Option and Incentive Plan and became exercisable on 12/21/2012.
- These options became fully exercisable on 11/12/2005.
- These options became fully exercisable on 12/31/2005.
- Shares were sold pursuant to a 10b5-1 Stock Trading Plan entered into by the reporting person which was announced by the Company in a Current Report on Form 8-K filed with the SEC on June 23, 2017.
Billionaire Hedge Funds
