Filing Details

Accession Number:
0000018230-17-000243
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-01 16:10:54
Reporting Period:
2017-07-28
Filing Date:
2017-08-01
Accepted Time:
2017-08-01 16:10:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171797 A William Osborn 100 Ne Adams Street
Peoria IL 61629
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-07-28 5,000 $113.67 51,645 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale price reported in Column 4 is a weighted average sale price. The corresponding shares were sold in multiple transactions at prices ranging from $113.66 to $113.69, inclusive. The reporting person undertakes to provide Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of the Securities and Exchange Commission, upon request, full information.
  2. Reflects adjustments for clerical error to total shares of Common Stock of the Issuer previously reported as beneficially owned by Mr. Osborn.