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Filing Details

Accession Number:
0001209191-17-046748
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-31 17:25:35
Reporting Period:
2017-07-27
Filing Date:
2017-07-31
Accepted Time:
2017-07-31 17:25:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645600 L. Alison Hannah 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-27 20,000 $9.19 38,782 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $6.66 2016-07-15 2020-07-15 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $9.11 2017-07-28 2021-07-28 8,333 8,333 Direct
Common Stock Stock Option (Right to Buy) $7.27 2018-05-25 2022-05-25 10,000 10,000 Direct
Common Stock Restricted Stock $0.00 2017-06-30 8,667 8,667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-07-15 10,000 10,000 Direct
2021-07-28 8,333 8,333 Direct
2022-05-25 10,000 10,000 Direct
8,667 8,667 Direct
Footnotes
  1. Represents the average purchase price of shares purchased on July 27, 2017.
  2. On July 15, 2015 Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
  3. On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
  4. On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
  5. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
  6. The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.
  7. These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.