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Home > Insider Trading > Filing (0001209191-17-046746)

Filing Details

Accession Number:
0001209191-17-046746
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-07-31 17:24:54
Reporting Period:
2017-07-24
Filing Date:
2017-07-31
Accepted Time:
2017-07-31 17:24:54
Original Submission Date:
2017-07-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100917 Onvia Inc ONVI Services-Business Services, Nec (7389) 911859172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213299 N Irvine Alpert 509 Olive Way, Suite 400
Seattle WA 98101		 No No No Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-07-24 502 $4.34 71,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Grant (right to buy) Disposition 2017-07-24 502 $0.00 502 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-31 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $4.25 to $4.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This stock option was granted under Onvia's 2008 Equity Incentive Plan and vests as follows: 1/5th of the original number of options on the first anniversary of the date of grant and 1/48th of the original number of options at the end of each month thereafter so long as the reporting person remains an employee of Onvia.
  3. Upon the reporting person's termination of employment on May 30, 2017, the 2008 Equity Incentive Plan provides that the reporting person has 3 months to exercise any outstanding exercisable options.