Filing Details
- Accession Number:
- 0000905148-17-000703
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 16:30:33
- Reporting Period:
- 2017-06-19
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 16:30:33
- Original Submission Date:
- 2017-06-21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1300699 | Athenex Inc. | ATNX | Pharmaceutical Preparations (2834) | 431985966 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316736 | Simon Pedder | C/O Athenex, Inc., 1001 Main Street, Suite 600 Buffalo NY 14203 | See Remarks. | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-19 | 1,000 | $11.00 | 1,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- These shares of Common Stock ("Shares") were inadvertently omitted from the Reporting Person's Form 4 filed June 21, 2017.
- These Shares were purchased in the Issuer's initial public offering, which closed on June 19, 2017.
Billionaire Hedge Funds
