Filing Details
- Accession Number:
- 0001571049-17-007064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-28 12:57:24
- Reporting Period:
- 2017-03-01
- Filing Date:
- 2017-07-28
- Accepted Time:
- 2017-07-28 12:57:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 81955 | Rand Capital Corp | RAND | () | 160961359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1460853 | Utility Service Holding Co., Inc. | P.o. Box 240 Warthen GA 31094 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-01 | 1,300 | $3.15 | 1,237,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-02 | 7,200 | $3.14 | 1,230,192 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-03 | 5,710 | $3.15 | 1,224,482 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-06 | 39,202 | $3.11 | 1,185,280 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-07 | 19,334 | $3.10 | 1,165,946 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
