Filing Details

Accession Number:
0001140361-17-029025
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-28 12:22:20
Reporting Period:
2017-07-27
Filing Date:
2017-07-28
Accepted Time:
2017-07-28 12:22:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1531031 Esquire Financial Holdings Inc. ESQ Commercial Banks, Nec (6029) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710030 C Kevin Waterhouse 100 Jericho Quadrangle
Suite 100
Jericho NY 11753
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-27 900 $14.77 36,900 No 4 P Indirect As trustee for trusts
Common Stock Acquisiton 2017-07-27 100 $14.77 37,000 No 4 P Indirect As trustee for trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As trustee for trusts
No 4 P Indirect As trustee for trusts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 48,000 Direct
Common Stock 9,600 Indirect As custodian for children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.00 2009-02-01 2018-02-01 5,000 5,000 Direct
Common Stock Stock Options $12.50 2011-01-04 2020-01-04 4,000 4,000 Direct
Common Stock Stock Options $12.50 2016-09-01 2025-09-01 8,892 8,892 Direct
Common Stock Stock Options $12.50 2017-09-01 2026-09-01 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-01 5,000 5,000 Direct
2020-01-04 4,000 4,000 Direct
2025-09-01 8,892 8,892 Direct
2026-09-01 2,500 2,500 Direct
Footnotes
  1. Stock options are fully vested.
  2. Stock options vest at a rate of 20% per year commencing on September 1, 2016.
  3. Stock options vest at a rate of 20% per year commencing on September 1, 2017.