Filing Details

Accession Number:
0001209191-17-046462
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-27 17:23:15
Reporting Period:
2017-07-25
Filing Date:
2017-07-27
Accepted Time:
2017-07-27 17:23:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1479419 Kala Pharmaceuticals Inc. KALA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253886 G Patrick Enright 800 El Camino Real Suite 220
Menlo Park CA 94025
No No Yes No
1431159 Juliet Bakker Tammenoms 800 El Camino Real Suite 220
Menlo Park CA 94025
No No Yes No
1527510 Longitude Venture Partners Ii, L.p. 800 El Camino Real Suite 220
Menlo Park CA 94025
No No Yes No
1647491 Longitude Capital Partners Ii, Llc 800 El Camino Real Suite 220
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-25 2,055,946 $0.00 2,055,946 No 4 C Indirect By Longitude Venture Partners II, L.P.
Common Stock Acquisiton 2017-07-25 215,000 $15.00 2,270,946 No 4 P Indirect By Longitude Venture Partners II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Longitude Venture Partners II, L.P.
No 4 P Indirect By Longitude Venture Partners II, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2017-07-25 10,707,985 $0.00 2,055,946 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series C Preferred Stock converted into Common Stock on a 5.2083-for-one-basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. This Form 4 is filed jointly by Longitude Capital Partners II, LLC ("Longitude Capital II"), Longitude Venture Partners II, L.P. ("Longitude Venture II"), Patrick G. Enright ("Mr. Enright") and Juliet Tammenoms Bakker ("Ms. Bakker"), all of whom shared beneficial ownership of more than 10% of the capital stock of the Issuer as of the date of the transactions reported in this Form 4. Longitude Capital II is the general partner of Longitude Venture II and may be deemed to share voting and investment power over the shares held by Longitude Venture II. Mr. Enright and Ms. Bakker are the managing members of Longitude Capital II and may be deemed to share voting and investment power over the shares held by Longitude Venture II. Each of Longitude Capital II, Mr. Enright and Ms. Bakker disclaims beneficial ownership of such shares except to the extent of its, his or her pecuniary interest therein.
  3. Longitude Venture II acquired 215,000 shares of Common Stock in the Issuer's initial public offering.