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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1251769	Apollo Endosurgery Inc.	APEN	Biological Products, (No Disgnostic Substances) (2836)	161630142

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1364349	P L Ii Sciences Ptv	3600 N Capital Of Texas Hwy, Suite B180 Austin TX 78746	No	No	Yes	No
1373084	S Matthew Crawford	3600 N Capital Of Texas Hwy Suite B180 Austin TX 78746	Yes	No	No	No
1445999	D Rick Anderson	3600 N Capital Of Texas Hwy Suite B180 Austin TX 78746	Yes	No	No	No
1588122	Ptv Special Opportunities I, L.p.	3600 N Capital Of Texas Hwy, Suite B180 Austin TX 78746	No	No	Yes	No
1593757	Ptv Iv, L.p.	3600 N Capital Of Texas Hwy, Suite B180 Austin TX 78746	No	No	Yes	No
1713073	Ptv Evergreen Fund, L.p.	3600 N Capital Of Texas Hwy, Suite B180 Austin TX 78746	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-07-25	1,090,909	$5.50	5,243,372	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These securities are held directly by PTV Evergreen Fund, LP. PTV Healthcare Capital has sole voting and investment control over the shares owned by PTV Evergreen Fund, LP. The Managing Directors of PTV Healthcare Capital have shared voting and investment control over the shares owned by PTV Evergreen Fund, LP.
Includes (i) 1,347,565 shares of common stock held by PTV IV, L.P., (ii) 605,712 shares of common stock held by PTV Special Opportunities I, L.P., (iii) 2,199,186 shares of common stock held by PTV Sciences II, L.P., and (iv) 1,090,909 shares held by PTV Evergreen Fund LP. PTV Healthcare Capital has sole voting and investment control over the shares owned by PTV IV, L.P., PTV Special Opportunities I, L.P., PTV Sciences II, L.P., and PTV Evergreen Fund, LP.
Matthew Crawford and Rick Anderson, both directors of the Issuer, are Managing Partner and Managing Director, respectively, of PTV Healthcare Capital and may be deemed to be the beneficial owner of the securities held by PTV IV, L.P., PTV Sciences II, L.P., PTV Special Opportunities I, L.P., and PTV Evergreen Fund, LP. Messrs. Crawford and Anderson are both directors of the Issuer and, accordingly, file separate Section 16 reports.