Filing Details

Accession Number:
0001179110-17-010713
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-26 17:54:53
Reporting Period:
2017-07-25
Filing Date:
2017-07-26
Accepted Time:
2017-07-26 17:54:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1251769 Apollo Endosurgery Inc. APEN Biological Products, (No Disgnostic Substances) (2836) 161630142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1460878 Todd Newton C/O Apollo Endosurgery, Inc.
1120 S. Cap Of Tx Hwy, Bldg. 1, Ste 300
Austin TX 78746
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-25 136,363 $5.50 167,129 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct