Filing Details

Accession Number:
0000899243-17-018875
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-25 14:57:39
Reporting Period:
2017-07-24
Filing Date:
2017-07-25
Accepted Time:
2017-07-25 14:57:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191010 W John Allison P.o. Box 966
Conway AR 72033
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-24 15,000 $24.68 4,953,896 No 4 P Direct
Common Stock Disposition 2017-06-27 500 $0.00 4,953,396 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,844 Indirect By 401(k)
Common Stock 67,328 Indirect By Capital Buyers
Common Stock 16,272 Indirect By IRA
Common Stock 855,360 Indirect By wife
Common Stock - Restricted 260,000 Direct
Common Stock - Performance Based 112,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $2.46 1,425 1,425 Direct
Common Stock Stock Option $2.66 2,851 2,851 Direct
Common Stock Stock Option $4.27 2018-01-17 71,280 71,280 Direct
Common Stock Stock Option $4.30 2018-01-09 9,504 9,504 Direct
Common Stock Stock Option $8.62 2014-01-18 2023-01-17 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,425 1,425 Direct
2,851 2,851 Direct
2018-01-17 71,280 71,280 Direct
2018-01-09 9,504 9,504 Direct
2023-01-17 100,000 100,000 Direct
Footnotes
  1. Includes 91.948 shares acquired through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing.
  2. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
  3. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  4. The Performance Stock awarded on February 22, 2017 will cliff vest 100% beginning on the third anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the fiscal quarter when either the Company's total assets equal or exceed $12.5 million or the Company has averaged $0.315 diluted earnings per share for four consecutive quarters or $1.26 total diluted earnings per share over a period of four consecutive quarters within three years of the award date.
  5. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and would have expired on December 31, 2014.
  6. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and would have expired on December 31, 2015.
  7. The option became exercisable in five equal annual installments beginning on January 18, 2009.
  8. The option became exercisable in five equal annual installments beginning on January 10, 2009.