Filing Details

Accession Number:
0001140361-17-028433
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-24 13:22:03
Reporting Period:
2017-07-20
Filing Date:
2017-07-24
Accepted Time:
2017-07-24 13:22:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1236997 Counterpath Corp CPAH Services-Prepackaged Software (7372) 200004161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312833 David Karp 3780 Bayridge Avenue
Vancouver A1 V7V 3J2
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-07-20 4,511 $2.20 25,881 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 21,370 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Stock Options $13.10 2014-06-12 2018-12-12 20,000 20,000 Direct
Common Stock Options $2.40 2016-07-14 2021-07-14 20,000 40,000 Direct
Common Deferred Share Units $0.00 2009-12-14 8,065 8,065 Direct
Common Deferred Share Units $0.00 2010-06-18 5,000 13,065 Direct
Common Deferred Share Units $0.00 2011-03-10 2,203 15,267 Direct
Common Deferred Share Units $0.00 2011-07-25 5,405 20,673 Direct
Common Deferred Share Units $0.00 2012-07-19 1,711 22,383 Direct
Common Deferred Share Units $0.00 2013-07-25 2,514 24,897 Direct
Common Deferred Share Units $0.00 2014-07-11 6,048 30,946 Direct
Common Deferred Share Units $0.00 2015-07-17 7,970 38,916 Direct
Common Deferred Share Units $0.00 2016-07-14 8,076 46,992 Direct
Common Deferred Share Units $0.00 2017-07-14 13,376 60,368 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-12 20,000 20,000 Direct
2021-07-14 20,000 40,000 Direct
8,065 8,065 Direct
5,000 13,065 Direct
2,203 15,267 Direct
5,405 20,673 Direct
1,711 22,383 Direct
2,514 24,897 Direct
6,048 30,946 Direct
7,970 38,916 Direct
8,076 46,992 Direct
13,376 60,368 Direct
Footnotes
  1. Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
  2. Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
  3. The deferred share units vest one third over three years beginning on the first anniversary of the grant date.