Filing Details

Accession Number:
0001140361-17-028343
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-20 21:44:28
Reporting Period:
2017-07-18
Filing Date:
2017-07-20
Accepted Time:
2017-07-20 21:44:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517401 Peak Resorts Inc SKIS Hotels & Motels (7011) 431793922
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651662 Cap 1 Llc C/o North Bay Associates
14000 Quail Springs Parkway, Suite 2200
Oklahoma City OK 73134
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-18 152,400 $4.82 1,416,013 No 4 P Direct
Common Stock Acquisiton 2017-07-19 165,000 $5.35 1,581,013 No 4 P Direct
Common Stock Acquisiton 2017-07-18 39,900 $4.96 39,900 No 4 P Indirect By David Sackler
Common Stock Acquisiton 2017-07-19 60,100 $5.34 100,000 No 4 P Indirect By David Sackler
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By David Sackler
No 4 P Indirect By David Sackler
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.55 to $5.00, inclusive. The reporting person undertakes to provide to Peak Resorts Inc., any security holder of Peak Resorts Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) , (2), (3) and (4) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.65 to $5.50, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.60 to $5.10, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.50, inclusive.
  5. These shares were purchased by David Sackler, the president of Summer Road LLC and one of the beneficiaries of Cap 1 LLC. Cap 1 LLC is a family client of Summer Road LLC. David Sackler disclaims beneficial ownership of common stock held by Cap 1 LLC except to the interest of his pecuniary interest therein.