Home > Insider Trading > Filing (0001683168-17-001816)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587600	(Joshua) Shu-Hua Yeh	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478	*** See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Disposition	2017-07-18	10,000	$90.00	89,742	No	4	S	Direct
Common Stock, $.001 Par Value	Disposition	2017-07-19	10,000	$95.01	79,742	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2017.
The shares were sold in multiple transactions on July 18, 2017 at an actual sale price ranging from $90.00 to $90.07 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold in multiple transactions on July 19, 2017 at an actual sale price ranging from $95.00 to $95.09 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.