Filing Details

Accession Number:
0001593968-17-000938
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-19 18:50:21
Reporting Period:
2017-07-17
Filing Date:
2017-07-19
Accepted Time:
2017-07-19 18:50:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1437491 Ecoark Holdings Inc. EARK Plastics Products, Nec (3089) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698207 T. Jay Oliphant 3333 S. Pinnacle Hills Parkway
Suite 220
Rogers AR 72758
Corporate Controller, Pfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ecoark Holdings, Inc. Disposition 2017-07-17 3,323 $3.80 154,177 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The transaction reported on this Form 4 was mandated by the issuers election under its 2013 Incentive Stock Plan (the Plan) to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 sell to cover transaction. The reporting person was awarded restricted stock under the Plan and subsequently adopted a Rule 10b5-1 trading plan that allowed dispositions solely for the limited purpose of satisfying tax withholding obligations upon the vesting of such award. The transaction reported on this Form 4 does not represent a discretionary trade by the reporting person, but rather was effected pursuant to the reporting persons 10b5-1 trading plan for the limited purpose of satisfying tax withholding obligations upon the partial vesting of the restricted stock awarded under the Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in two transactions. 16 shares were sold at $3.75 and 3,307 were sold at $3.80. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in in this footnote.