Filing Details
- Accession Number:
- 0001127602-17-023840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-18 21:57:21
- Reporting Period:
- 2017-07-14
- Filing Date:
- 2017-07-18
- Accepted Time:
- 2017-07-18 21:57:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621141 | Jan Koum | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2017-05-18 | 1,041,957 | $0.00 | 1,328,491 | No | 5 | J | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015 |
| Class A Common Stock | Acquisiton | 2017-05-18 | 1,041,957 | $0.00 | 10,733,834 | No | 5 | J | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-05-18 | 1,328,491 | $0.00 | 0 | No | 5 | J | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015 |
| Class A Common Stock | Acquisiton | 2017-05-18 | 1,328,491 | $0.00 | 2,325,941 | No | 5 | J | Indirect | By BNY Mellon Trust of Delaware, Trustee of The Jan Koum Family Trust II U/A/D 2/4/2015 |
| Class A Common Stock | Disposition | 2017-05-18 | 1,257,120 | $0.00 | 2,242,880 | No | 5 | J | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IX U/A/D 4/13/2016 |
| Class A Common Stock | Acquisiton | 2017-05-18 | 1,257,120 | $0.00 | 11,990,954 | No | 5 | J | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-07-14 | 3,490,137 | $160.02 | 8,500,817 | No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-07-17 | 31,663 | $160.38 | 8,469,154 | No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-07-18 | 23,753 | $160.49 | 8,445,401 | No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-07-18 | 29,045 | $161.48 | 8,416,356 | No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-07-18 | 18,218 | $162.61 | 8,398,138 | No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Class A Common Stock | Disposition | 2017-07-18 | 7,184 | $163.21 | 8,390,954 | No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015 |
| No | 5 | J | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 5 | J | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015 |
| No | 5 | J | Indirect | By BNY Mellon Trust of Delaware, Trustee of The Jan Koum Family Trust II U/A/D 2/4/2015 |
| No | 5 | J | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IX U/A/D 4/13/2016 |
| No | 5 | J | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
| No | 4 | S | Indirect | By Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,236,923 | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VI U/A/D 8/5/2015 |
| Class A Common Stock | 2,060,265 | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VII U/A/D 10/20/2015 |
| Class A Common Stock | 2,103,543 | Indirect | By Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VIII U/A/D 1/29/2016 |
| Class A Common Stock | 1,314,746 | Indirect | By Jan Koum, Trustee of The Jan Koum Family Trust U/A/D 4/29/2014 |
Footnotes
- Represents the transfer of shares from Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015 to Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. The reporting person remains the beneficial owner of all of the shares after the transfer.
- Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015.
- Shares held of record by Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004.
- Represents a transfer of shares from Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust V U/A/D 4/29/2015 to BNY Mellon Trust of Delaware, Trustee of The Jan Koum Family Trust II U/A/D 2/4/2015.
- Shares held of record by BNY Mellon Trust of Delaware, Trustee of The Jan Koum Family Trust II U/A/D 2/4/2015. The reporting person exercises voting and dispositive powers over these shares, but has no pecuniary interest in these shares.
- Represents a transfer of shares from Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IX U/A/D 4/13/2016 to Jan Koum, Trustee of The Butterfly Trust U/A/D 1/20/2004. The reporting person remains the beneficial owner of all of the shares after the transfer.
- Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust IX U/A/D 4/13/2016.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.00 to $161.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.00 to $162.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.00 to $163.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VI U/A/D 8/5/2015.
- Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VII U/A/D 10/20/2015.
- Shares held of record by Jan Koum and BNY Mellon Trust of Delaware, Co-Trustees of The Jan Koum Trust VIII U/A/D 1/29/2016.
- Shares held of record by Jan Koum, Trustee of The Jan Koum Family Trust U/A/D 4/29/2014. The reporting person exercises voting and dispositive powers over these shares, but has no pecuniary interest in these shares.
Billionaire Hedge Funds
