Filing Details

Accession Number:
0000927089-17-000245
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-14 12:37:26
Reporting Period:
2017-07-12
Filing Date:
2017-07-14
Accepted Time:
2017-07-14 12:37:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094810 Mutualfirst Financial Inc MFSF State Commercial Banks (6022) 371392810
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220147 C Patrick Botts Mutualfirst Financial, Inc.
110 East Charles Street
Muncie IN 47305-2400
President & Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-12 1,000 $25.66 23,319 No 4 M Direct
Common Stock Disposition 2017-07-12 1,000 $34.50 22,319 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Purchase) Disposition 2017-07-12 1,000 $0.00 1,000 $25.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,739 2018-12-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,363 Indirect By ESOP
Common Stock 1,360 Indirect By Spouse's IRA
Common Stock 200 Indirect By UTMA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Purchase) $6.93 2021-12-31 15,000 15,000 Direct
Common Stock Stock Option (Right to Purchase) $7.05 2025-12-21 40,000 40,000 Direct
Common Stock Stock Option (Right to Purchase) $14.50 2011-01-12 7,800 7,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-31 15,000 15,000 Direct
2025-12-21 40,000 40,000 Direct
2011-01-12 7,800 7,800 Direct
Footnotes
  1. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
  2. These options were issued under the Issuer's 2000 Stock Option and Incentive Plan and became exercisable on 12/21/2012.
  3. These options became fully exercisable on 11/12/2005.
  4. These options became fully exercisable on 12/31/2005.
  5. Shares were sold pursuant to a 10b5-1 Stock Trading Plan entered into by the reporting person which was announced by the Company in a Current Report on Form 8-K filed with the SEC on June 23, 2017.