Filing Details
- Accession Number:
- 0001179110-17-010308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-12 10:04:11
- Reporting Period:
- 2017-07-10
- Filing Date:
- 2017-07-12
- Accepted Time:
- 2017-07-12 10:04:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413614 | B Joseph Armes | C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Fwy, Suite 1300 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-07-10 | 500 | $16.19 | 32,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted on March 24, 2017.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $16.23, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
