Filing Details

Accession Number:
0001140361-17-027619
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-11 17:00:02
Reporting Period:
2017-07-10
Filing Date:
2017-07-11
Accepted Time:
2017-07-11 17:00:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790715 Sigma Designs Inc SIGM Semiconductors & Related Devices (3674) 942848099
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
900203 George Soros 250 West 55Th Street
38Th Floor
New York NY 10019
No No Yes No
1029160 Soros Fund Management Llc 250 West 55Th Street,
38Th Floor
New York NY 10019
No No Yes No
1387524 Robert Soros 250 West 55Th Street,
38Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Per Share Acquisiton 2017-07-10 44,405 $5.61 5,013,731 No 4 P Indirect See footnote
Common Stock, No Par Value Per Share Acquisiton 2017-07-11 100 $5.65 5,013,831 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. These shares of common stock (the "Shares") of Sigma Designs, Inc. (the "Issuer") were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners").
  2. The price reported in Column 4 is a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $5.60 to $5.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.
  3. Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC.