Filing Details

Accession Number:
0001071739-17-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-10 20:22:31
Reporting Period:
2017-06-21
Filing Date:
2017-07-10
Accepted Time:
2017-07-10 20:22:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071739 Centene Corp CNC Hospital & Medical Service Plans (6324) 041406317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186257 F Michael Neidorff 7700 Forysth Boulevard
St. Louis MO 63105
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-21 10,000 $0.00 3,814,083 No 5 G Direct
Common Stock Disposition 2017-07-06 35,000 $80.26 3,779,083 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,600 Indirect By Spouse
Common Stock 200,000 Indirect By GRAT
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 2011-02-11 2011-02-11 101,138 101,138 Direct
Common Stock Common Stock Option (right to buy) $57.02 2019-12-14 2026-12-14 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-02-11 101,138 101,138 Direct
2026-12-14 20,000 20,000 Direct
Footnotes
  1. Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.
  2. This sale is pursuant to diversification and in accordance with a 10b5-1 Trading Plan that was established on June 6, 2017. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.
  3. Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
  4. Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
  5. The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.