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Filing Details

Accession Number:: 0001209191-17-044689
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-07-10 19:12:19
Reporting Period:: 2017-07-06

Filing Date:: 2017-07-10
Accepted Time:: 2017-07-10 19:12:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1554875	Tintri Inc.	TNTR	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1366048	Barry Eggers	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1366050	Ravi Mhatre	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1366051	Peter Nieh	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1435573	Lightspeed Venture Partners Viii Lp	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1522568	Lightspeed Ultimate General Partner Viii, Ltd.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1522569	Lightspeed General Partner Viii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-07-06	1,306,484	$0.00	1,306,484	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	580,800	$0.00	1,887,284	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	217,477	$0.00	2,104,761	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	350,441	$0.00	2,455,202	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	140,177	$0.00	2,595,379	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	190,978	$0.00	2,786,357	No	4	C	Direct
Common Stock	Acquisiton	2017-07-06	597,858	$7.00	3,384,215	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Purchase Warrant (right to buy)	Acquisiton	2017-06-01	516,137	$0.00	516,137	$16.44
Common Stock	Series B Preferred Stock	Disposition	2017-07-06	1,306,484	$0.00	1,306,484	$0.00
Common Stock	Series C Preferred Stock	Disposition	2017-07-06	580,800	$0.00	580,800	$0.00
Common Stock	Series D Preferred Stock	Disposition	2017-07-06	217,477	$0.00	217,477	$0.00
Common Stock	Series E-2 Preferred Stock	Disposition	2017-07-06	208,331	$0.00	350,441	$0.00
Common Stock	Series E-1 Preferred Stock	Disposition	2017-07-06	83,333	$0.00	140,177	$0.00
Common Stock	Series F-2 Preferred Stock	Disposition	2017-07-06	113,533	$0.00	190,978	$0.00
Common Stock	Note Purchase Agreement (obligation to purchase)	Acquisiton	2017-07-06	0	$0.00	610,714	$7.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
516,137	2017-07-10	2027-06-01	No	4	A	Direct
0			No	4	C	Direct
0			No	4	C	Direct
0			No	4	C	Direct
0			No	4	C	Direct
0			No	4	C	Direct
0			No	4	C	Direct
610,714			No	4	J	Direct

Footnotes

The Series B Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.
Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").
Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock had no expiration date.
The Series D Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock had no expiration date.
The Series E-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock had no expiration date.
The Series E-1 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock had no expiration date.
The Series F-2 Preferred Stock automatically converted into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock had no an expiration date.
At any time on or after December 1, 2019, upon the election of the Issuer pursuant to the approval of a majority of the members of the Issuer's board of directors and subject to the terms and conditions of any outstanding Note(s), any outstanding principal amount of the Note(s) and all accrued and unpaid interest on the Note(s) shall automatically convert into fully paid and nonassessable shares of common stock at the initial public offering price of $7.00 per share.
The Issuer's right to draw funds under the Note Purchase Agreement and to cause any resulting Note(s) to convert into common stock will expire on December 1, 2019. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, shall be due and payable on the earlier of (i) 540 days from the date of issuance of such Note(s), or (ii) when, upon the occurrence and during the continuance of an Event of Default (as defined in such Note(s)), such amounts are declared due and payable by Reporting Person or made automatically due and payable, in each case, in accordance with the terms of such Note(s).
See Exhibit 99.1