Filing Details
- Accession Number:
- 0001654954-17-006275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-07-10 17:05:42
- Reporting Period:
- 2017-07-01
- Filing Date:
- 2017-07-10
- Accepted Time:
- 2017-07-10 17:05:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554740 | Moore Clark | 4125 Blackhawk Plaza Circle, Suite 201 Danville CA 94506 | Executive Vp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-07-07 | 5,500 | $0.61 | 148,781 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2017-07-07 | 300 | $0.61 | 148,481 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2017-07-10 | 1,538 | $0.61 | 146,943 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,734 | Indirect | By Minor Children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | $2.20 | 2017-07-22 | 2021-07-01 | 28,000 | 28,000 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2015-07-01 | 2020-07-01 | 27,000 | 27,000 | Direct |
| Common Stock | Common Stock Warrant (Right to Buy) | $23.40 | 2013-12-16 | 2017-12-16 | 191 | 191 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 4,447 | 4,447 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 18,887 | 18,887 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-07-01 | 28,000 | 28,000 | Direct |
| 2020-07-01 | 27,000 | 27,000 | Direct |
| 2017-12-16 | 191 | 191 | Direct |
| 2022-06-18 | 4,447 | 4,447 | Direct |
| 2022-06-18 | 18,887 | 18,887 | Direct |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sales of shares which vested July 1, 2017 and July 7, 2017 and which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holdings include: 3,334 shares, 9,352 shares, 3,500 shares, 21,600, 29,267 and 78,750 shares all issued pursuant to restricted stock grants and 1,140 remaining of Founders Stock.
- Represents 2,867 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.
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