Filing Details

Accession Number:
0001225208-17-012451
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-10 10:22:52
Reporting Period:
2017-07-06
Filing Date:
2017-07-10
Accepted Time:
2017-07-10 10:22:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438353 Tony Satterthwaite 500 Jackson Street
Columbus IN 47201
President - Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2017-07-06 4,000 $19.42 41,902 No 4 M Direct
Common Disposition 2017-07-06 4,000 $164.50 37,902 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2017-07-06 4,000 $0.00 4,000 $19.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,830 2011-03-02 2019-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 2,435 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $58.12 2012-03-01 2020-03-01 8,450 8,450 Direct
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 24,250 24,250 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 11,920 11,920 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 8,150 8,150 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 9,190 9,190 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 11,170 11,170 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 8,910 8,910 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 15,630 15,630 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-01 8,450 8,450 Direct
2026-04-04 24,250 24,250 Direct
2023-04-02 11,920 11,920 Direct
2021-05-02 8,150 8,150 Direct
2022-04-02 9,190 9,190 Direct
2025-04-02 11,170 11,170 Direct
2024-04-02 8,910 8,910 Direct
2027-04-03 15,630 15,630 Direct
Footnotes
  1. Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 27, 2017.
  2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.