Filing Details

Accession Number:
0000899243-17-018090
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-07-07 19:13:33
Reporting Period:
2017-07-05
Filing Date:
2017-07-07
Accepted Time:
2017-07-07 19:13:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420565 Aileron Therapeutics Inc ALRN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710065 Aju Ib Investment Co., Ltd. 800 Boylston St., Suite 3310
Boston MA 02199
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-05 443,973 $0.00 443,973 No 4 C Indirect See Footnote
Common Stock Acquisiton 2017-07-05 48,656 $0.00 492,629 No 4 C Indirect See Footnote
Common Stock Acquisiton 2017-07-05 24,929 $15.00 517,558 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E-3 Preferred Stock Disposition 2017-07-05 4,411,765 $0.00 443,973 $0.00
Common Stock Series F Preferred Stock Disposition 2017-07-05 483,501 $0.00 48,656 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series E-3 and Series F Preferred Stock converted into Common Stock on a 9.937-for-one-basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series E-3 and Series F Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. The shares reported herein are held of record by AJU Life Science Overseas Expansion Platform Fund, which is managed by AJU IB Investment (the "Reporting Person").
  3. The shares reported herein are held of record by AJU Growth & Healthcare Fund, which is managed by the Reporting Person.