Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-07-03 15:17:35
Reporting Period:
Filing Date:
Accepted Time:
2017-07-03 15:17:35
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
108516 Worthington Industries Inc WOR Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) 311189815
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184881 A Sidney Ribeau Worthington Industries, Inc.
200 Old Wilson Bridge Road
Columbus OH 43085
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-06-30 5,000 $22.95 42,519 No 4 M Direct
Common Shares Disposition 2017-06-30 5,000 $50.34 37,519 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Non-qualified Stock Option Disposition 2017-06-30 5,000 $0.00 5,000 $22.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-09-26 2017-09-26 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Phantom Stock $0.00 16,295 16,295 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
16,295 16,295 Direct
  1. This option was granted out of the Worthington Industries, Inc. 2000 Stock Option Plan for Outside Directors and will become vested and fully exercisable on the first to occur: (i) the first anniversary of the Grant Date or (ii) the date of the Company's next Annual Meeting of Shareholders following the Grant Date. Date listed is the first day this option was exercisable and the option expiration is 9/26/2017
  2. The accounts track common shares on a one-for-one basis
  3. Prior to 10-1-14 the account balance related to the theoretical common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.
  4. The Company amended its Amended and Restated 2005 Deferred Compensation Pan for Outside Directors (the "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.
  5. The amount shown reflects an additional 68 theoretical common shares (i.e. phantom stock) pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan for Directors.