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Home > Insider Trading > Filing (0001437749-17-012101)

Filing Details

Accession Number:
0001437749-17-012101
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-30 16:43:08
Reporting Period:
2017-06-29
Filing Date:
2017-06-30
Accepted Time:
2017-06-30 16:43:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272550 Root9B Holdings Inc. RTNB Services-Management Consulting Services (8742) 200443575
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615486 Quad Capital Management Advisors Llc 77 Water Street, 15Th Floor
New York NY 10005		 No No Yes No
1707007 Guerino Ciampi 77 Water Street, 15Th Floor
New York NY 10005		 No No Yes No
1707008 John Guarino 77 Water Street, 15Th Floor
New York NY 10005		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Root9B Holdings Inc. Acquisiton 2017-06-29 1,000 $8.95 606,535 No 4 P Indirect By corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By corporation
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.