Filing Details

Accession Number:
0001140361-17-026833
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-30 14:58:12
Reporting Period:
2015-11-25
Filing Date:
2017-06-30
Accepted Time:
2017-06-30 14:58:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788965 Hallador Energy Co HNRG Bituminous Coal & Lignite Mining (1220) 841014610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167757 Steven Hardie 940 Southwood Blvd., Suite 201
Incline Village NV 89451
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-25 86,755 $6.74 0 No 4 S Indirect By Hallador Special Holdings, LLC
Common Stock Acquisiton 2016-03-28 139,089 $0.00 138,339 No 4 W Direct
Common Stock Disposition 2016-04-29 1,422,101 $4.67 0 No 4 J Indirect By Hallador Alternative Assets Fund, LLC
Common Stock Acquisiton 2016-04-29 1,422,101 $4.67 1,422,101 No 4 J Indirect By NextG Partners, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Hallador Special Holdings, LLC
No 4 W Direct
No 4 J Indirect By Hallador Alternative Assets Fund, LLC
No 4 J Indirect By NextG Partners, LLC
Footnotes
  1. NextG Partners, LLC, ("NextG") an entity of which the reporting person owns 38% of the membership interests, sold its membership interests in Hallador Special Holdings, LLC back to Hallador Special Holdings, LLC on November 25, 2015; therefore, the reporting person no longer indirectly beneficially owned HNRG shares held by Hallador Special Holdings effective November 25, 2015.
  2. Since the reporting person's last Form 4 filing on April 4, 2014, 138,339 shares of HNRG's stock were distributed to the reporting person from the Robert Hardie QTIP Trust on March 28, 2016, prior to the dissolution of that Trust on March 31, 2016. The reporting person had been a 25% beneficiary of that Trust, and had claimed indirect beneficial ownership of the HNRG shares held by that Trust.
  3. he reporting person was a manager of Hallador Management, LLC, the manager of Hallador Alternative Assets Fund, LLC ("HAAF"). The reporting person was also a member of HAAF. The reporting person previously reported beneficial ownership of all shares held by HAAF. The shares indicated in this transaction represent the reporting person's pro-rata interest in HAAF. On April 29, 2016, HAAF transferred these shares to NextG. Following this transaction, the reporting person no longer indirectly beneficially owned these shares through HAAF, and instead indirectly beneficially owned these shares through NextG.