Filing Details

Accession Number:
0001493152-17-007356
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-29 19:30:37
Reporting Period:
2017-06-27
Filing Date:
2017-06-29
Accepted Time:
2017-06-29 19:30:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172631 Sunworks Inc. SUNW Telephone & Telegraph Apparatus (3661) 010592299
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615930 Richard Abraham Emard 1030 Winding Creek Rd, Suite 100
Roseville, CA 95678
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-27 17,850 $1.92 723,672 No 4 P Direct
Common Stock Disposition 2017-06-28 4,800 $1.84 718,872 No 4 P Direct
Common Stock Disposition 2017-06-29 9,056 $1.83 709,816 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These shares were sold pursuant to a Rule 10b5-1 Trading Plan
  2. This sales price reflects a weighted average of multiple prices ranging from $1.91 to $1.92. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
  3. This sales price reflects a weighted average of multiple prices ranging from $1.84 to $1865. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
  4. This sales price reflects a weighted average of multiple prices ranging from $1.82 to $1.86. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.