Home > Insider Trading > Filing (0001144204-17-034149)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1651944	Constellation Alpha Capital Corp.	CNACU	Blank Checks (6770)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1709033	Rajiv Shukla	Emerald View, Suite 400 2054 Vista Parkway West Palm Beach FL 33411	Ceo & Chairman	Yes	Yes	Yes	No
1709121	Centripetal, Llc	Emerald View, Suite 400 2054 Vista Parkway West Palm Beach FL 33411		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2017-06-23	425,000	$10.00	4,018,750	No	4	P	Direct
Ordinary Shares	Disposition	2017-06-23	136,250	$0.00	3,882,500	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	J	Direct

Footnotes

These shares are underlying units (each unit consisting of one ordinary share, one right entitling the holder thereof to receive one-tenth (1/10) of one share upon the consummation of an initial business combination and one warrant to purchase one-half of one share) held by Centripetal LLC (the "Sponsor"), acquired pursuant to a second amended and restated unit subscription agreement by and between the Sponsor and the issuer.
The shares held by the Sponsor are beneficially owned by Rajiv Shukla, the issuer's Chairman and Chief Executive Officer and the managing member of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.
Mr. Shukla disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.
As contemplated in connection with the initial public offering of the issuer, 136,250 ordinary shares of the issuer were forfeited by the Sponsor and returned to the issuer for no consideration as a result of the issuance of 136,250 ordinary shares by the issuer to Cowen Investments, LLC upon consummation of the sale of private units in connection with the issuer's initial public offering.