Filing Details

Accession Number:
0000919574-17-005013
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-26 16:45:10
Reporting Period:
2017-06-22
Filing Date:
2017-06-26
Accepted Time:
2017-06-26 16:45:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012477 Avadel Pharmaceuticals Plc AVDL Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511900 Ltd Fund Master Healthcare Broadfin 20 Genesis Close
Ansbacher House, Second Floor, 1344
Grand Cayman E9 KY1-1108
No No Yes No
1511901 Broadfin Capital, Llc 300 Park Avenue, 25Th Floor
New York NY 10022
No No Yes No
1601692 Kevin Kotler C/O Broadfin Capital, Llc
300 Park Avenue, 25Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2017-06-22 100,000 $10.80 4,294,464 No 4 S Direct
Ordinary Shares Disposition 2017-06-23 161,000 $10.60 4,133,464 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The Ordinary Shares are held in the account of Broadfin Healthcare Master Fund, Ltd., a private investment fund managed by Broadfin Capital, LLC and may be deemed to be beneficially owned by Kevin Kotler, managing member of Broadfin Capital, LLC. Each of Broadfin Capital, LLC, Broadfin Healthcare Master Fund, Ltd. and Kevin Kotler disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.