Filing Details

Accession Number:
0001437749-17-011776
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-23 17:12:40
Reporting Period:
2017-06-23
Filing Date:
2017-06-23
Accepted Time:
2017-06-23 17:12:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108320 Smtc Corp SMTX Printed Circuit Boards (3672) 980197680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186916 H Clarke Bailey 9 Club Way
New Rochelle NY 10804
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-06-23 21,275 $1.30 175,202 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $2.19 2014-05-14 2018-05-14 50,000 50,000 Direct
Common Stock Stock Options $1.80 2015-12-12 2024-12-12 50,576 100,576 Direct
Common Stock Restricted Stock Unit $1.33 2017-12-12 2017-12-12 37,594 138,170 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-14 50,000 50,000 Direct
2024-12-12 50,576 100,576 Direct
2017-12-12 37,594 138,170 Direct